PFFP495A

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PFFP495A - Securities Industry Essentials (SIE) Exam Prep

Family and Consumer Sciences Undergraduate UA - UA General

Course ID

040522

Course Description

Introduction to the FINRA-sponsored Security Industry Essentials (SIE) exam, a new introductory level exam for prospective financial services industry professionals. Its purpose is to assess a candidate's basic knowledge of products, rules, structure, and foundation of the securities industry and regulatory agencies, their functions, and prohibited practices.

Min Units

Max Units

Repeatable for Credit

Grading Basis

SPF - Alternative Grading S, P, F

Career

Undergraduate

Course Requisites

Non PFFP majors can request permission to enroll.

Component

Colloquium