PFFP495A
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PFFP495A - Securities Industry Essentials (SIE) Exam Prep
Course Description
Introduction to the FINRA-sponsored Security Industry Essentials (SIE) exam, a new introductory level exam for prospective financial services industry professionals. Its purpose is to assess a candidate's basic knowledge of products, rules, structure, and foundation of the securities industry and regulatory agencies, their functions, and prohibited practices.
Min Units
3
Max Units
3
Repeatable for Credit
No
Grading Basis
SPF - Alternative Grading S, P, F
Career
Undergraduate
Name
Colloquium
Workload Hours
3
Optional Component
No
Typically Offered Main Campus
Spring
Typically Offered Distance Campus
Not Offered
Typically Offered UA Online Campus
Not Offered
Typically Offered Phoenix Campus
Not Offered
Typically Offered South Campus
Not Offered
Typically Offered Community Campus
Not Offered